| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| Citadel Asia Limited | Rep | 提供資產管理 | 2008-07-07 | 2010-06-30 |
| Merrill Lynch (Asia Pacific) Limited | Rep | 證券交易 | 2007-05-18 | 2008-05-08 |
| Merrill Lynch Far East Limited | Rep | 證券交易 | 2007-05-18 | 2007-12-19 |
| GOLDMAN SACHS (ASIA) L.L.C. | Rep | 就機構融資提供意見 | 2005-08-23 | 2007-04-05 |
| Rep | 證券交易 | 2005-08-23 | 2007-04-05 |