| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| CORE PACIFIC - YAMAICHI INTERNATIONAL (H.K.) LIMITED | Rep | 就證券提供意見 | 2013-12-23 | 2015-05-27 |
| Rep | 證券交易 | 2013-12-23 | 2015-05-27 | |
| CORE PACIFIC-YAMAICHI SECURITIES (H.K.) LIMITED | Rep | 證券交易 | 2013-12-23 | 2015-05-27 |
| MIDLAND WEALTH MANAGEMENT LIMITED | Rep | 就證券提供意見 | 2012-10-03 | 2013-10-31 |
| Rep | 證券交易 | 2012-10-03 | 2013-10-31 | |
| Rep | 證券交易 | 2008-03-14 | 2009-03-09 | |
| Rep | 就證券提供意見 | 2008-03-05 | 2009-09-03 | |
| CYPRESS INTERNATIONAL INVESTMENT ADVISORS LIMITED | Rep | 就證券提供意見 | 2007-04-03 | 2007-10-31 |
| Quam Securities Limited | Rep | 就證券提供意見 | 2005-08-26 | 2007-02-28 |