| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| ETRADE SECURITIES (HONG KONG) LIMITED | Rep | 就證券提供意見 | 2006-05-16 | 2006-05-17 |
| Rep | 證券交易 | 2006-05-16 | 2006-05-17 | |
| PHILLIP SECURITIES (HONG KONG) LIMITED | Rep | 就證券提供意見 | 2005-11-02 | 2005-12-09 |
| PHILLIP COMMODITIES (HK) LIMITED | Rep | 期貨合約交易 | 2005-08-24 | 2005-12-09 |
| PHILLIP SECURITIES (HONG KONG) LIMITED | Rep | 證券交易 | 2005-08-24 | 2005-12-09 |