| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| SOUTHWEST SECURITIES (HK) CAPITAL LIMITED | Rep | 就機構融資提供意見 | 2009-02-04 | 2011-04-01 |
| Rep | 證券交易 | 2009-02-04 | 2011-04-01 | |
| Cushman & Wakefield Capital Asia (HK) Limited | Rep | 就機構融資提供意見 | 2008-03-05 | 2008-08-03 |
| Rep | 證券交易 | 2008-03-05 | 2008-08-03 | |
| Mason Securities Limited | Rep | 就機構融資提供意見 | 2007-03-08 | 2007-04-03 |
| Rep | 證券交易 | 2007-03-08 | 2007-04-03 | |
| SOUTHWEST SECURITIES (HK) CAPITAL LIMITED | Rep | 就機構融資提供意見 | 2007-01-08 | 2007-02-22 |
| Rep | 證券交易 | 2007-01-08 | 2007-02-22 | |
| PLATINUM SECURITIES COMPANY LIMITED | Rep | 證券交易 | 2005-11-07 | 2006-11-16 |
| Rep | 就機構融資提供意見 | 2005-09-13 | 2006-11-16 |