| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| J.P. MORGAN BROKING (HONG KONG) LIMITED | Rep | 就期貨合約提供意見 | 2024-10-07 | - |
| Rep | 就證券提供意見 | 2024-10-07 | - | |
| Rep | 期貨合約交易 | 2024-10-07 | - | |
| Rep | 證券交易 | 2024-10-07 | - | |
| Tora Trading Services Limited (HK) | Rep | 提供自動化交易服務 | 2012-04-25 | 2016-02-01 |
| Rep | 期貨合約交易 | 2012-04-25 | 2016-02-01 | |
| Rep | 證券交易 | 2012-04-25 | 2016-02-01 | |
| GOLDMAN SACHS (ASIA) L.L.C. | Rep | 證券交易 | 2005-09-20 | 2009-03-19 |
| GOLDMAN SACHS FUTURES (ASIA) LIMITED | Rep | 期貨合約交易 | 2005-09-20 | 2009-03-19 |