| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| Merrill Lynch (Asia Pacific) Limited | Rep | 就證券提供意見 | 2015-12-17 | 2015-12-18 |
| Rep | 證券交易 | 2015-12-17 | 2015-12-18 | |
| Rep | 就證券提供意見 | 2015-08-06 | 2015-08-07 | |
| Rep | 證券交易 | 2015-08-06 | 2015-08-07 | |
| Rep | 就證券提供意見 | 2015-02-04 | 2015-02-05 | |
| Rep | 證券交易 | 2015-02-04 | 2015-02-05 | |
| Rep | 就證券提供意見 | 2014-05-08 | 2014-05-09 | |
| Rep | 證券交易 | 2014-05-08 | 2014-05-09 | |
| Rep | 就證券提供意見 | 2012-11-26 | 2012-11-30 | |
| Rep | 證券交易 | 2012-11-26 | 2012-11-30 | |
| HSBC SECURITIES (ASIA) LIMITED | Rep | 就證券提供意見 | 2005-09-20 | 2005-11-12 |