| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| FULBRIGHT FUTURES LIMITED | Rep | 期貨合約交易 | 2009-06-18 | 2009-12-30 |
| FULBRIGHT SECURITIES LIMITED | Rep | 證券交易 | 2009-06-18 | 2010-04-28 |
| KGI FUTURES (HONG KONG) LIMITED | Rep | 期貨合約交易 | 2008-03-25 | 2009-06-10 |
| KGI ASIA LIMITED | Rep | 證券交易 | 2008-01-28 | 2009-06-10 |
| HONG KONG FOREX INVESTMENT LIMITED | Rep | 槓桿式外匯交易 | 2005-09-22 | 2008-01-23 |
| TSE'S SECURITIES LIMITED | Rep | 證券交易 | 2005-09-22 | 2008-01-23 |