| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| FWD Financial Planning Limited (HK) | Rep | 就證券提供意見 | 2020-05-04 | 2021-06-15 |
| Rep | 證券交易 | 2020-05-04 | 2021-06-15 | |
| Manulife Investment Management (Hong Kong) Limited | RO | 證券交易 | 2012-07-31 | 2013-11-30 |
| OnePlatform Asset Management Limited | Rep | 證券交易 | 2010-06-25 | 2010-07-20 |
| Rep | 就證券提供意見 | 2005-12-06 | 2010-06-25 |