| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| Nerico Brothers Limited (HK) | Rep | 證券交易 | 2012-01-09 | 2013-05-10 |
| OnePlatform Asset Management Limited | Rep | 就證券提供意見 | 2008-12-29 | 2009-02-20 |
| PHILLIP CAPITAL MANAGEMENT (HK) LIMITED | Rep | 就證券提供意見 | 2005-09-30 | 2005-11-22 |
| PHILLIP SECURITIES (HONG KONG) LIMITED | Rep | 證券交易 | 2005-09-30 | 2005-11-22 |