| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| HUATAI FINANCIAL HOLDINGS (HONG KONG) LIMITED | RO | 期貨合約交易 | 2025-12-17 | - |
| Rep | 就證券提供意見 | 2021-03-11 | - | |
| Rep | 證券交易 | 2021-03-11 | - | |
| Rep | 期貨合約交易 | 2021-03-11 | 2025-12-17 | |
| Newedge Broker Hong Kong Limited | Rep | 期貨合約交易 | 2005-10-13 | 2006-01-23 |
| SG Asset Finance (Hong Kong) Limited | Rep | 期貨合約交易 | 2005-10-13 | 2006-01-23 |