| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| Nice Talent Asset Management Limited | Rep | 就證券提供意見 | 2020-11-13 | - |
| Rep | 提供資產管理 | 2020-11-13 | - | |
| CHINA EVERBRIGHT FOREX & FUTURES (HK) LIMITED | Rep | 期貨合約交易 | 2012-04-26 | 2012-10-11 |
| CHINA EVERBRIGHT SECURITIES (HK) LIMITED | Rep | 證券交易 | 2012-04-26 | 2012-10-11 |
| CES Commodities (HK) Limited | Rep | 期貨合約交易 | 2005-10-10 | 2006-12-16 |
| Everbright Securities Investment Services (HK) Limited | Rep | 證券交易 | 2005-10-10 | 2006-12-16 |