| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| Fortune Asset Management Limited (HK) | RO | 就證券提供意見 | 2018-01-31 | - |
| RO | 提供資產管理 | 2018-01-31 | - | |
| FORTUNE (HK) SECURITIES LIMITED | RO | 證券交易 | 2017-10-06 | - |
| Rep | 證券交易 | 2017-09-01 | 2017-10-06 | |
| Fortune Asset Management Limited (HK) | Rep | 提供資產管理 | 2013-03-06 | 2016-11-30 |
| FORTUNE (HK) SECURITIES LIMITED | RO | 證券交易 | 2012-09-25 | 2016-11-30 |
| Rep | 證券交易 | 2012-08-15 | 2012-09-25 | |
| One Axcess Limited | RO | 證券交易 | 2012-02-20 | 2012-07-31 |
| Future Growth Financial Services Limited | Rep | 期貨合約交易 | 2011-05-11 | 2011-08-01 |
| Rep | 證券交易 | 2011-05-11 | 2011-08-01 | |
| Finet Securities Limited | RO | 證券交易 | 2010-03-24 | 2011-04-26 |
| RO | 期貨合約交易 | 2009-10-22 | 2011-04-26 | |
| Rep | 證券交易 | 2006-02-04 | 2010-03-24 | |
| Rep | 期貨合約交易 | 2005-10-13 | 2009-10-22 |
已採集記錄中暫無金管局登記。