| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| LEHMAN BROTHERS ASIA LIMITED | Rep | 就機構融資提供意見 | 2007-08-20 | 2008-04-14 |
| Rep | 就證券提供意見 | 2007-08-20 | 2008-04-14 | |
| Merrill Lynch (Asia Pacific) Limited | Rep | 就機構融資提供意見 | 2005-10-20 | 2007-05-24 |
| Rep | 就證券提供意見 | 2005-10-20 | 2007-05-24 | |
| Rep | 證券交易 | 2005-10-20 | 2007-05-24 | |
| Merrill Lynch Far East Limited | Rep | 就機構融資提供意見 | 2005-10-20 | 2007-05-24 |
| Rep | 就證券提供意見 | 2005-10-20 | 2007-05-24 | |
| Rep | 證券交易 | 2005-10-20 | 2007-05-24 |