| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| HSBC BROKING FOREX (ASIA) LIMITED | Rep | 槓桿式外匯交易 | 2013-02-04 | 2013-03-25 |
| HSBC BROKING FUTURES (ASIA) LIMITED | Rep | 期貨合約交易 | 2012-12-13 | 2013-03-25 |
| HSBC BROKING SECURITIES (ASIA) LIMITED | Rep | 證券交易 | 2012-12-13 | 2013-03-25 |
| CINDA INTERNATIONAL FUTURES LIMITED | Rep | 期貨合約交易 | 2005-10-18 | 2007-07-02 |
| CINDA INTERNATIONAL INVESTMENT MANAGEMENT LIMITED | Rep | 槓桿式外匯交易 | 2005-10-18 | 2007-07-02 |
| CINDA INTERNATIONAL SECURITIES LIMITED | Rep | 證券交易 | 2005-10-18 | 2007-07-02 |