| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| Leading Securities Company Limited | RO | 就證券提供意見 | 2013-06-04 | 2013-08-12 |
| RO | 證券交易 | 2013-06-04 | 2013-08-12 | |
| RBC INVESTMENT SERVICES (ASIA) LIMITED | Rep | 就期貨合約提供意見 | 2010-11-01 | 2010-11-01 |
| Rep | 就證券提供意見 | 2010-11-01 | 2010-11-01 | |
| Rep | 期貨合約交易 | 2010-11-01 | 2010-11-01 | |
| Rep | 證券交易 | 2010-11-01 | 2010-11-01 | |
| FT Securities Limited | Rep | 期貨合約交易 | 2005-11-01 | 2010-10-31 |
| Rep | 證券交易 | 2005-11-01 | 2010-10-31 |