| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| iFAST Financial (HK) Limited | Rep | 就證券提供意見 | 2019-01-07 | 2020-02-12 |
| Rep | 證券交易 | 2019-01-07 | 2020-02-12 | |
| iFAST Global Markets (HK) Limited | Rep | 就證券提供意見 | 2019-01-07 | - |
| Rep | 證券交易 | 2019-01-07 | - | |
| iFAST Securities (HK) Limited | Rep | 證券交易 | 2019-01-07 | 2021-04-30 |
| HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED | Rep | 就證券提供意見 | 2015-03-10 | 2018-12-05 |
| Rep | 證券交易 | 2015-03-10 | 2018-12-05 | |
| iBest Consultants Limited | Rep | 就證券提供意見 | 2012-07-23 | 2018-12-05 |
| Rep | 證券交易 | 2012-07-23 | 2018-12-05 | |
| CASH Wealth Management Limited | Rep | 就證券提供意見 | 2005-12-29 | 2006-06-29 |