| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| PineBridge Investments Asia Limited | Rep | 就證券提供意見 | 2014-01-06 | 2016-10-17 |
| Rep | 證券交易 | 2014-01-06 | 2016-10-17 | |
| PineBridge Investments Hong Kong Limited | Rep | 證券交易 | 2014-01-06 | 2016-10-17 |
| NNIP HONG KONG LIMITED | Rep | 就證券提供意見 | 2005-11-09 | 2006-06-20 |
| Rep | 提供資產管理 | 2005-11-09 | 2006-06-20 | |
| Rep | 證券交易 | 2005-11-09 | 2006-06-20 |