| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| STAND RICH ASSET MANAGEMENT LIMITED | Rep | 提供資產管理 | 2011-11-09 | 2011-12-23 |
| ICBC INTERNATIONAL FUTURES LIMITED | Rep | 期貨合約交易 | 2010-01-12 | 2010-06-01 |
| ICBC INTERNATIONAL SECURITIES LIMITED | Rep | 證券交易 | 2010-01-12 | 2010-06-01 |
| Everbright Securities Investment Services (HK) Limited | Rep | 就證券提供意見 | 2006-12-18 | 2007-09-26 |
| CES Commodities (HK) Limited | Rep | 期貨合約交易 | 2005-11-15 | 2007-09-26 |
| Everbright Securities Investment Services (HK) Limited | Rep | 證券交易 | 2005-11-15 | 2007-09-26 |