| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| Vantage Capital Markets HK Limited | Rep | 期貨合約交易 | 2016-12-09 | 2021-05-31 |
| Rep | 證券交易 | 2016-12-09 | 2021-05-31 | |
| DAIWA CAPITAL MARKETS TRADING HONG KONG LIMITED | Rep | 期貨合約交易 | 2011-05-24 | 2011-09-03 |
| Rep | 證券交易 | 2011-05-24 | 2011-09-03 | |
| Daiwa Capital Markets Hong Kong Limited | Rep | 期貨合約交易 | 2010-03-29 | 2011-09-03 |
| Rep | 證券交易 | 2010-03-29 | 2011-09-03 | |
| BARCLAYS CAPITAL ASIA LIMITED | Rep | 期貨合約交易 | 2005-11-15 | 2008-09-01 |
| Rep | 證券交易 | 2005-11-15 | 2008-09-01 |