| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| ATHENA WEALTH MANAGEMENT LIMITED | Rep | 證券交易 | 2012-03-29 | 2013-01-25 |
| PHILLIP SECURITIES (HONG KONG) LIMITED | Rep | 就證券提供意見 | 2007-07-09 | 2008-12-15 |
| Rep | 證券交易 | 2007-07-09 | 2008-12-15 | |
| CINDA INTERNATIONAL SECURITIES LIMITED | Rep | 證券交易 | 2007-05-15 | 2007-06-24 |
| CINDA INTERNATIONAL INVESTMENT CONSULTANT LIMITED | Rep | 就證券提供意見 | 2005-11-22 | 2007-06-24 |