| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| ORTUS CAPITAL MANAGEMENT LIMITED | Rep | 提供資產管理 | 2008-03-31 | 2008-12-14 |
| Longitude Asia Limited | Rep | 就證券提供意見 | 2006-06-28 | 2008-03-07 |
| Rep | 提供資產管理 | 2006-06-28 | 2008-03-07 | |
| HSBC BROKING (CHINA) LIMITED | Rep | 證券交易 | 2005-11-24 | 2006-04-21 |
| HSBC BROKING FUTURES (ASIA) LIMITED | Rep | 期貨合約交易 | 2005-11-24 | 2006-04-21 |
| HSBC BROKING FUTURES (HONG KONG) LIMITED | Rep | 期貨合約交易 | 2005-11-24 | 2006-04-21 |
| HSBC BROKING SECURITIES (ASIA) LIMITED | Rep | 證券交易 | 2005-11-24 | 2006-04-21 |
| HSBC BROKING SECURITIES (HONG KONG) LIMITED | Rep | 證券交易 | 2005-11-24 | 2006-04-21 |