| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| SINOPAC SECURITIES (ASIA) LIMITED | Rep | 期貨合約交易 | 2017-02-13 | 2019-11-30 |
| Rep | 證券交易 | 2017-02-13 | 2019-11-30 | |
| Tung Shing Futures (Brokers) Limited | Rep | 期貨合約交易 | 2014-06-05 | 2017-02-12 |
| Tung Shing Securities (Brokers) Limited | Rep | 證券交易 | 2014-06-05 | 2017-02-12 |
| Rep | 證券交易 | 2007-09-14 | 2009-08-10 | |
| OnePlatform Asset Management Limited | Rep | 就證券提供意見 | 2005-12-31 | 2006-11-28 |