| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| DFX Labs Company Limited | RO | 提供自動化交易服務 | 2024-12-18 | 2025-05-16 |
| RO | 證券交易 | 2024-12-18 | 2025-05-16 | |
| Arta Asset Management Limited | RO | 就證券提供意見 | 2022-08-01 | 2023-02-08 |
| RO | 提供資產管理 | 2022-08-01 | 2023-02-08 | |
| RO | 證券交易 | 2022-08-01 | 2023-02-08 | |
| PLATINUM SECURITIES COMPANY LIMITED | Rep | 就機構融資提供意見 | 2006-02-15 | 2006-09-22 |
| Rep | 證券交易 | 2006-02-15 | 2006-09-22 | |
| SOUTHWEST SECURITIES (HK) FUTURES LIMITED | Rep | 期貨合約交易 | 2005-11-30 | 2005-12-06 |