| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| Merrill Lynch (Asia Pacific) Limited | Rep | 提供自動化交易服務 | 2007-06-12 | 2009-02-12 |
| Rep | 證券交易 | 2007-06-12 | 2009-02-12 | |
| Citigroup Global Markets Asia Limited | Rep | 證券交易 | 2005-12-05 | 2007-03-23 |
| CITIGROUP GLOBAL MARKETS HONG KONG FUTURES AND SECURITIES LIMITED | Rep | 期貨合約交易 | 2005-12-05 | 2007-03-23 |