| SINOPAC FUTURES (ASIA) LIMITED | Rep | 就期貨合約提供意見 | 2009-12-15 | 2011-04-24 |
| SINOPAC SECURITIES (ASIA) LIMITED | Rep | 就證券提供意見 | 2009-12-15 | 2011-04-24 |
| SINOPAC FUTURES (ASIA) LIMITED | Rep | 期貨合約交易 | 2009-11-26 | 2011-04-24 |
| SINOPAC SECURITIES (ASIA) LIMITED | Rep | 證券交易 | 2009-11-26 | 2011-04-24 |
| KGI SECURITIES (HONG KONG) LIMITED | Rep | 證券交易 | 2008-01-28 | 2009-10-15 |
| KGI ASIA LIMITED | Rep | 證券交易 | 2006-05-12 | 2009-10-15 |
| KGI FUTURES (HONG KONG) LIMITED | Rep | 期貨合約交易 | 2006-05-12 | 2009-10-15 |
| CORE PACIFIC - YAMAICHI INTERNATIONAL (H.K.) LIMITED | Rep | 證券交易 | 2005-12-07 | 2006-05-03 |
| CORE PACIFIC-YAMAICHI SECURITIES (H.K.) LIMITED | Rep | 證券交易 | 2005-12-07 | 2006-05-03 |