| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| UBS SECURITIES ASIA LIMITED | Rep | 證券交易 | 2024-12-10 | 2024-12-14 |
| Rep | 證券交易 | 2024-10-04 | 2024-10-09 | |
| Rep | 證券交易 | 2019-10-03 | 2019-10-09 | |
| Rep | 證券交易 | 2019-04-04 | 2019-04-10 | |
| Rep | 證券交易 | 2018-10-18 | 2018-10-23 | |
| Rep | 證券交易 | 2018-08-23 | 2018-08-29 | |
| Rep | 證券交易 | 2013-09-10 | 2018-05-04 | |
| MF Global Hong Kong Limited | Rep | 就證券提供意見 | 2009-12-04 | 2011-06-02 |
| Morgan Stanley Asia Limited | Rep | 證券交易 | 2005-12-12 | 2007-01-02 |