| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| EMPEROR SECURITIES LIMITED (HK) | Rep | 就證券提供意見 | 2010-08-12 | 2011-06-14 |
| Rep | 證券交易 | 2010-08-12 | 2011-06-14 | |
| Emperor Wealth Management Limited | Rep | 就證券提供意見 | 2010-08-12 | 2011-06-14 |
| Rep | 證券交易 | 2010-08-12 | 2011-06-14 | |
| iBest Consultants Limited | Rep | 就證券提供意見 | 2007-12-27 | 2010-06-09 |
| Sun Life Financial Asia Services Limited | Rep | 就證券提供意見 | 2006-03-28 | 2006-05-03 |
| oOo Securities (HK) Group Limited | Rep | 就證券提供意見 | 2006-01-20 | 2006-02-28 |