| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| JPMorgan Funds (Asia) Limited | Rep | 證券交易 | 2008-01-18 | 2010-01-30 |
| CELESTIAL SECURITIES LIMITED | Rep | 槓桿式外匯交易 | 2007-11-26 | 2007-12-27 |
| CELESTIAL COMMODITIES LIMITED | Rep | 期貨合約交易 | 2006-12-28 | 2007-12-27 |
| CELESTIAL SECURITIES LIMITED | Rep | 證券交易 | 2006-02-10 | 2007-12-27 |