| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| ABCI Securities Company Limited | Rep | 證券交易 | 2009-09-09 | 2010-11-06 |
| Rep | 就證券提供意見 | 2009-08-04 | 2010-11-06 | |
| Mason Securities Limited | Rep | 就證券提供意見 | 2007-03-08 | 2009-07-27 |
| KINGSWAY FINANCIAL SERVICES GROUP LIMITED | Rep | 就證券提供意見 | 2006-01-05 | 2007-02-26 |