| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| Citigroup Global Markets Asia Limited | Rep | 證券交易 | 2008-02-14 | 2008-06-30 |
| CITIGROUP GLOBAL MARKETS HONG KONG FUTURES AND SECURITIES LIMITED | Rep | 期貨合約交易 | 2008-02-14 | 2008-06-30 |
| Rep | 證券交易 | 2008-02-14 | 2008-06-30 | |
| Ark Securities (Hong Kong) Limited | Rep | 提供資產管理 | 2008-01-21 | 2008-01-30 |
| PROVIDENT FUTURES (HONG KONG) LIMITED | Rep | 期貨合約交易 | 2007-01-23 | 2008-01-30 |
| Ark Securities (Hong Kong) Limited | Rep | 證券交易 | 2006-07-11 | 2008-01-30 |
| CINDA INTERNATIONAL INVESTMENT MANAGEMENT LIMITED | Rep | 槓桿式外匯交易 | 2006-01-11 | 2006-05-31 |