| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| PRINCIPAL INVESTMENT & RETIREMENT SERVICES LIMITED | RO | 就證券提供意見 | 2014-01-16 | 2014-03-11 |
| RO | 證券交易 | 2014-01-16 | 2014-03-11 | |
| Rep | 就證券提供意見 | 2011-11-03 | 2014-01-16 | |
| Rep | 證券交易 | 2011-11-03 | 2014-01-16 | |
| Aviva Portfolio Investment Services Limited | Rep | 證券交易 | 2010-01-06 | 2010-11-26 |
| iFAST Global Markets (HK) Limited | Rep | 證券交易 | 2008-05-27 | 2009-09-30 |
| CENTALINE WEALTH MANAGEMENT LIMITED | Rep | 就證券提供意見 | 2006-01-26 | 2007-04-16 |