| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| Lion Global Financial Limited | Rep | 就證券提供意見 | 2024-10-25 | 2024-12-30 |
| Rep | 提供資產管理 | 2024-10-25 | 2024-12-30 | |
| Rep | 證券交易 | 2024-10-25 | 2024-12-30 | |
| NEW REGION SECURITIES COMPANY LIMITED | Rep | 提供資產管理 | 2022-06-13 | 2022-10-31 |
| Rep | 就證券提供意見 | 2022-05-23 | 2022-10-31 | |
| Rep | 證券交易 | 2022-05-23 | 2022-10-31 | |
| PC SECURITIES LIMITED | Rep | 就證券提供意見 | 2018-11-21 | 2022-04-28 |
| Rep | 證券交易 | 2018-11-21 | 2022-04-28 | |
| ADS Securities Hong Kong Limited | Rep | 就證券提供意見 | 2017-10-11 | 2018-07-20 |
| Rep | 期貨合約交易 | 2017-07-13 | 2018-07-20 | |
| Rep | 證券交易 | 2017-07-13 | 2018-07-20 | |
| Rep | 槓桿式外匯交易 | 2017-07-13 | 2018-07-20 |