| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| KOG FOREX LIMITED | Rep | 槓桿式外匯交易 | 2018-06-25 | 2019-11-26 |
| EMPEROR FUTURES LIMITED | Rep | 期貨合約交易 | 2008-08-27 | 2009-04-27 |
| EMPEROR INTERNATIONAL EXCHANGE (HONG KONG) COMPANY LIMITED | Rep | 槓桿式外匯交易 | 2008-06-30 | 2009-04-27 |
| EMPEROR SECURITIES LIMITED (HK) | Rep | 證券交易 | 2008-06-30 | 2009-04-27 |
| CINDA INTERNATIONAL SECURITIES LIMITED | Rep | 證券交易 | 2007-10-04 | 2008-05-16 |
| CINDA INTERNATIONAL INVESTMENT MANAGEMENT LIMITED | Rep | 槓桿式外匯交易 | 2006-09-13 | 2008-05-16 |
| SOUTHWEST SECURITIES (HK) FUTURES LIMITED | Rep | 期貨合約交易 | 2006-01-26 | 2006-04-25 |