| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| Yuanta Securities (Hong Kong) Company Limited | Rep | 就證券提供意見 | 2016-07-18 | - |
| CIS SECURITIES ASSET MANAGEMENT LIMITED | Rep | 就證券提供意見 | 2015-05-13 | 2016-06-26 |
| Rep | 提供資產管理 | 2015-05-13 | 2016-06-26 | |
| Rep | 證券交易 | 2015-05-13 | 2016-06-26 | |
| SOUTH CHINA RESEARCH LIMITED | Rep | 就證券提供意見 | 2014-10-27 | 2015-04-30 |
| FULBRIGHT SECURITIES LIMITED | Rep | 證券交易 | 2013-09-12 | 2014-06-14 |
| Funderstone Securities Limited | Rep | 就證券提供意見 | 2012-08-07 | 2013-01-31 |
| FULBRIGHT SECURITIES LIMITED | Rep | 證券交易 | 2012-06-01 | 2012-07-18 |
| HUATAI FINANCIAL HOLDINGS (HONG KONG) LIMITED | Rep | 證券交易 | 2012-04-16 | 2012-05-24 |
| SOUTHWEST SECURITIES (HK) BROKERAGE LIMITED | Rep | 就證券提供意見 | 2010-11-17 | 2011-05-21 |
| Mason Securities Limited | Rep | 就證券提供意見 | 2006-11-13 | 2010-06-26 |
| Everbright Securities Investment Services (HK) Limited | Rep | 就證券提供意見 | 2006-02-27 | 2006-06-20 |
已採集記錄中暫無金管局登記。