| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| HAITONG INTERNATIONAL ASSET MANAGEMENT LIMITED | Rep | 就證券提供意見 | 2026-02-06 | - |
| Rep | 提供資產管理 | 2026-02-06 | - | |
| Rep | 就期貨合約提供意見 | 2021-12-03 | 2022-09-01 | |
| Rep | 就證券提供意見 | 2021-12-03 | 2022-09-01 | |
| Rep | 提供資產管理 | 2021-12-03 | 2022-09-01 | |
| HAITONG INTERNATIONAL ASSET MANAGEMENT (HK) LIMITED | Rep | 就期貨合約提供意見 | 2020-04-01 | 2026-01-05 |
| HAITONG INTERNATIONAL ASSET MANAGEMENT LIMITED | Rep | 就期貨合約提供意見 | 2020-04-01 | 2020-12-09 |
| HAITONG INTERNATIONAL ASSET MANAGEMENT (HK) LIMITED | Rep | 就證券提供意見 | 2020-03-25 | 2026-01-05 |
| Rep | 提供資產管理 | 2020-03-25 | 2026-01-05 | |
| HAITONG INTERNATIONAL ASSET MANAGEMENT LIMITED | Rep | 就證券提供意見 | 2020-03-25 | 2020-12-09 |
| Rep | 提供資產管理 | 2020-03-25 | 2020-12-09 | |
| HAITONG INTERNATIONAL INVESTMENT MANAGERS LIMITED | Rep | 就證券提供意見 | 2020-03-25 | 2026-01-05 |
| Rep | 提供資產管理 | 2020-03-25 | 2026-01-05 | |
| Rep | 證券交易 | 2020-03-25 | 2026-01-05 | |
| UBS SDIC Asset Management (Hong Kong) Company Limited | Rep | 就證券提供意見 | 2017-07-17 | 2020-02-28 |
| Rep | 提供資產管理 | 2017-07-17 | 2020-02-28 | |
| Rep | 證券交易 | 2017-07-17 | 2020-02-28 |
已採集記錄中暫無金管局登記。