| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| CASH Wealth Management Limited | Rep | 就證券提供意見 | 2025-01-09 | 2026-01-16 |
| CELESTIAL SECURITIES LIMITED | Rep | 證券交易 | 2025-01-09 | 2026-01-16 |
| CHIEF SECURITIES LIMITED | Rep | 就證券提供意見 | 2022-12-16 | 2024-12-01 |
| Rep | 證券交易 | 2022-12-16 | 2024-12-01 | |
| Fosun International Securities Limited | Rep | 證券交易 | 2021-09-15 | 2022-08-04 |
| Rep | 就證券提供意見 | 2021-08-19 | 2022-08-04 | |
| CASH Wealth Management Limited | Rep | 就證券提供意見 | 2021-03-04 | 2021-07-08 |
| Rep | 提供資產管理 | 2021-03-04 | 2021-07-08 | |
| EMPEROR FUTURES LIMITED | Rep | 期貨合約交易 | 2017-07-18 | 2019-03-11 |
| EMPEROR SECURITIES LIMITED (HK) | Rep | 證券交易 | 2017-07-18 | 2019-03-11 |