| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| NOMURA INTERNATIONAL (HONG KONG) LIMITED | Rep | 就證券提供意見 | 2026-01-21 | - |
| Rep | 證券交易 | 2026-01-21 | - | |
| HUATAI FINANCIAL HOLDINGS (HONG KONG) LIMITED | Rep | 就證券提供意見 | 2022-07-22 | 2026-01-20 |
| Rep | 期貨合約交易 | 2022-07-22 | 2026-01-20 | |
| Rep | 證券交易 | 2022-07-22 | 2026-01-20 | |
| Rep | 就證券提供意見 | 2019-11-06 | 2020-11-06 | |
| Rep | 證券交易 | 2019-11-06 | 2020-11-06 | |
| SMBC NIKKO SECURITIES (HONG KONG) LIMITED | Rep | 就證券提供意見 | 2018-10-16 | 2019-09-25 |
| Rep | 證券交易 | 2018-10-16 | 2019-09-25 | |
| JK Capital Management Limited | Rep | 提供資產管理 | 2017-07-20 | 2018-08-10 |