| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| China Securities (International) Brokerage Company Limited | Rep | 就期貨合約提供意見 | 2025-08-28 | - |
| Rep | 期貨合約交易 | 2025-08-28 | - | |
| Rep | 就證券提供意見 | 2022-07-11 | - | |
| Rep | 證券交易 | 2022-07-11 | - | |
| TFI Asset Management Limited | Rep | 就證券提供意見 | 2020-12-08 | 2022-06-18 |
| TFI Securities and Futures Limited | Rep | 證券交易 | 2020-10-21 | 2022-06-18 |
| SDIC SECURITIES (HONG KONG) LIMITED | Rep | 證券交易 | 2017-08-02 | 2020-10-01 |