| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| GUOTAI JUNAN ASSETS (ASIA) LIMITED | Rep | 證券交易 | 2013-12-19 | 2014-01-27 |
| MF Global Hong Kong Limited | Rep | 就期貨合約提供意見 | 2006-04-12 | 2006-06-17 |
| Rep | 期貨合約交易 | 2006-04-12 | 2006-06-17 | |
| MF Global Securities HK Limited | Rep | 就證券提供意見 | 2006-04-12 | 2006-06-17 |
| Rep | 證券交易 | 2006-04-12 | 2006-06-17 |