| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| UOB KAY HIAN (HONG KONG) LIMITED | Rep | 證券交易 | 2026-08-31 | - |
| UOB KAY HIAN FUTURES (HONG KONG) LIMITED | Rep | 期貨合約交易 | 2026-08-31 | - |
| CHIEF SECURITIES LIMITED | Rep | 期貨合約交易 | 2025-09-11 | 2026-08-09 |
| Rep | 證券交易 | 2025-09-11 | 2026-08-09 | |
| DA INTERNATIONAL FINANCIAL SERVICE LIMITED | Rep | 期貨合約交易 | 2023-08-17 | 2025-08-13 |
| Rep | 證券交易 | 2023-08-17 | 2025-08-13 | |
| DA DI (HONG KONG) FINANCIAL SERVICES LIMITED | Rep | 期貨合約交易 | 2022-04-25 | 2023-08-04 |
| Haitong Futures Hong Kong Limited | Rep | 期貨合約交易 | 2020-11-27 | 2021-07-23 |
| KAISER FUTURES LIMITED | Rep | 期貨合約交易 | 2019-03-22 | 2020-01-24 |
| KAISER SECURITIES LIMITED | Rep | 證券交易 | 2019-03-22 | 2020-01-24 |
| PHILLIP COMMODITIES (HK) LIMITED | Rep | 期貨合約交易 | 2018-10-02 | 2018-11-16 |
| PHILLIP SECURITIES (HONG KONG) LIMITED | Rep | 證券交易 | 2018-10-02 | 2018-11-16 |
| BRIGHT SMART FUTURES & COMMODITIES COMPANY LIMITED | Rep | 期貨合約交易 | 2017-08-11 | 2018-06-01 |
| BRIGHT SMART SECURITIES INTERNATIONAL (H.K.) LIMITED | Rep | 證券交易 | 2017-08-11 | 2018-06-01 |
已採集記錄中暫無金管局登記。