| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| CNCB (Hong Kong) Capital Limited | Rep | 就機構融資提供意見 | 2022-06-06 | - |
| Rep | 就證券提供意見 | 2022-06-06 | - | |
| Rep | 證券交易 | 2022-06-06 | - | |
| Soochow Securities International Brokerage Limited | Rep | 證券交易 | 2021-10-12 | 2022-04-29 |
| Rep | 就證券提供意見 | 2019-03-28 | 2022-04-29 | |
| PHILLIP SECURITIES (HONG KONG) LIMITED | Rep | 就證券提供意見 | 2017-08-16 | 2019-02-28 |