| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| CGS International Securities Hong Kong Limited | RO | 就證券提供意見 | 2026-06-04 | - |
| China Galaxy International Securities (Hong Kong) Co., Limited | Rep | 就證券提供意見 | 2026-01-02 | - |
| CGS International Securities Hong Kong Limited | RO | 就證券提供意見 | 2017-02-14 | 2025-12-31 |
| Rep | 就證券提供意見 | 2016-04-26 | 2017-02-14 | |
| Credit Agricole Securities (Asia) Limited | Rep | 就證券提供意見 | 2006-02-22 | 2006-09-17 |