| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| UBS SECURITIES ASIA LIMITED | RO | 期貨合約交易 | 2024-10-14 | - |
| UBS SECURITIES HONG KONG LIMITED | RO | 期貨合約交易 | 2024-10-14 | - |
| UBS SECURITIES ASIA LIMITED | Rep | 證券交易 | 2019-08-20 | - |
| Rep | 期貨合約交易 | 2019-08-20 | 2024-10-14 | |
| UBS SECURITIES HONG KONG LIMITED | Rep | 證券交易 | 2019-08-20 | - |
| Rep | 期貨合約交易 | 2019-08-20 | 2024-10-14 | |
| GOLDMAN SACHS (ASIA) L.L.C. | Rep | 證券交易 | 2017-08-17 | 2019-05-04 |
| GOLDMAN SACHS (ASIA) SECURITIES LIMITED | Rep | 期貨合約交易 | 2017-08-17 | 2019-05-04 |
已採集記錄中暫無金管局登記。