| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| HUATAI FINANCIAL HOLDINGS (HONG KONG) LIMITED | Rep | 就證券提供意見 | 2024-11-11 | - |
| Rep | 證券交易 | 2024-11-11 | - | |
| CMBC SECURITIES COMPANY LIMITED | Rep | 就證券提供意見 | 2024-08-06 | 2024-10-14 |
| Rep | 證券交易 | 2024-08-06 | 2024-10-14 | |
| GF Securities (Hong Kong) Brokerage Limited | Rep | 就證券提供意見 | 2021-09-10 | 2024-06-28 |
| Rep | 證券交易 | 2021-09-10 | 2024-06-28 | |
| Everbright Securities Investment Services (HK) Limited | Rep | 就證券提供意見 | 2019-08-09 | 2021-07-31 |
| CES Commodities (HK) Limited | Rep | 期貨合約交易 | 2018-01-29 | 2021-07-31 |
| Bright Fund Management Limited | Rep | 提供資產管理 | 2017-11-23 | 2021-07-31 |
| Everbright Securities Investment Services (HK) Limited | Rep | 證券交易 | 2017-11-23 | 2021-07-31 |
| CHINA EVERBRIGHT FOREX & FUTURES (HK) LIMITED | Rep | 期貨合約交易 | 2017-08-18 | 2021-07-31 |
| CHINA EVERBRIGHT SECURITIES (HK) LIMITED | Rep | 提供資產管理 | 2017-08-18 | 2021-07-31 |
| Rep | 證券交易 | 2017-08-18 | 2021-07-31 |
已採集記錄中暫無金管局登記。