| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| Credit Suisse (Hong Kong) Limited | Rep | 提供自動化交易服務 | 2008-11-07 | 2010-03-31 |
| Rep | 期貨合約交易 | 2008-11-07 | 2010-03-31 | |
| Credit Suisse Futures (Hong Kong) Limited | Rep | 提供自動化交易服務 | 2008-02-21 | 2008-11-24 |
| Rep | 期貨合約交易 | 2008-02-21 | 2008-11-24 | |
| Credit Suisse (Hong Kong) Limited | Rep | 證券交易 | 2007-04-04 | 2010-03-31 |
| Standard Commodities (Asia) Limited | Rep | 就期貨合約提供意見 | 2006-02-17 | 2007-02-14 |
| Rep | 期貨合約交易 | 2006-02-17 | 2007-02-14 |