| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| CHINA INTERNATIONAL CAPITAL CORPORATION HONG KONG FUTURES LIMITED | Rep | 期貨合約交易 | 2018-05-16 | 2025-02-20 |
| CHINA INTERNATIONAL CAPITAL CORPORATION HONG KONG SECURITIES LIMITED | Rep | 就證券提供意見 | 2018-05-04 | 2025-02-20 |
| Rep | 證券交易 | 2018-05-04 | 2025-02-20 | |
| CMB International Securities Limited | Rep | 就證券提供意見 | 2017-08-24 | 2018-03-19 |
| Rep | 證券交易 | 2017-08-24 | 2018-03-19 |