| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| BOCI SECURITIES LIMITED | Rep | 證券交易 | 2024-04-24 | - |
| Ark Securities (Hong Kong) Limited | Rep | 證券交易 | 2020-11-03 | 2023-12-20 |
| PROVIDENT FUTURES (HONG KONG) LIMITED | Rep | 期貨合約交易 | 2020-11-03 | 2023-12-20 |
| BRIGHT SMART FUTURES & COMMODITIES COMPANY LIMITED | Rep | 期貨合約交易 | 2017-08-25 | 2020-09-01 |
| BRIGHT SMART SECURITIES INTERNATIONAL (H.K.) LIMITED | Rep | 證券交易 | 2017-08-25 | 2020-09-01 |
已採集記錄中暫無金管局登記。