| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| Ninety One Hong Kong Limited | Rep | 期貨合約交易 | 2023-09-27 | - |
| Rep | 就證券提供意見 | 2022-10-05 | - | |
| Rep | 證券交易 | 2022-08-11 | - | |
| Morgan Stanley Asia Limited | Rep | 證券交易 | 2021-07-23 | 2022-05-04 |
| Morgan Stanley Hong Kong Securities Limited | Rep | 期貨合約交易 | 2021-07-23 | 2022-05-04 |
| Citigroup Global Markets Asia Limited | Rep | 期貨合約交易 | 2018-07-04 | 2021-06-03 |
| Rep | 證券交易 | 2018-07-04 | 2021-06-03 | |
| NOMURA INTERNATIONAL (HONG KONG) LIMITED | Rep | 期貨合約交易 | 2017-08-28 | 2018-06-15 |
| Rep | 證券交易 | 2017-08-28 | 2018-06-15 |
已採集記錄中暫無金管局登記。