| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| CHINA INTERNATIONAL CAPITAL CORPORATION HONG KONG SECURITIES LIMITED | RO | 證券交易 | 2026-01-22 | - |
| CICC US Securities (Hong Kong) Limited | Rep | 證券交易 | 2023-06-19 | 2025-12-18 |
| CHINA INTERNATIONAL CAPITAL CORPORATION HONG KONG FUTURES LIMITED | Rep | 期貨合約交易 | 2021-11-01 | - |
| CHINA INTERNATIONAL CAPITAL CORPORATION HONG KONG SECURITIES LIMITED | Rep | 就證券提供意見 | 2021-09-29 | - |
| Rep | 證券交易 | 2021-09-29 | 2026-01-22 | |
| ICBC UBS Asset Management (International) Company Limited | RO | 證券交易 | 2019-10-11 | 2021-08-13 |
| Rep | 就證券提供意見 | 2017-08-30 | 2021-08-13 | |
| Rep | 提供資產管理 | 2017-08-30 | 2021-08-13 |
金管局記錄暫時無法載入，請稍後重試。