| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| Morgan Stanley Asia Limited | Rep | 證券交易 | 2021-03-04 | 2022-08-26 |
| Morgan Stanley Hong Kong Securities Limited | Rep | 期貨合約交易 | 2021-03-04 | 2022-08-26 |
| Credit Suisse (Hong Kong) Limited | Rep | 期貨合約交易 | 2017-09-04 | 2020-12-24 |
| Rep | 證券交易 | 2017-09-04 | 2020-12-24 | |
| Credit Suisse Securities (Hong Kong) Limited | Rep | 證券交易 | 2017-09-04 | 2020-12-24 |